-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BoXThRbLBcj8gCT/TtOtQa2mQxfHu7MuuWhf1R8SbOSaqD3aOlRZe6kcHJU4x4Iw EeOcy7+DJPTx42MRoABQAg== 0000931763-01-000229.txt : 20010223 0000931763-01-000229.hdr.sgml : 20010223 ACCESSION NUMBER: 0000931763-01-000229 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 GROUP MEMBERS: AMSOUTH BANCORPORATION GROUP MEMBERS: AMSOUTH BANK SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALABAMA NATIONAL BANCORPORATION CENTRAL INDEX KEY: 0000926966 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 631114426 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50277 FILM NUMBER: 1540174 BUSINESS ADDRESS: STREET 1: 1927 FIRST AVENUE NORTH CITY: BIRMINGHAM STATE: AL ZIP: 35209 BUSINESS PHONE: 2055833600 MAIL ADDRESS: STREET 1: 1927 FIRST AVENUE NORTH STREET 2: 1927 FIRST AVENUE NORTH CITY: BIRMINGHAM STATE: AL ZIP: 35209 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMSOUTH BANCORPORATION CENTRAL INDEX KEY: 0000003133 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 630591257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1900 FIFTH AVENUE NORTH STREET 2: AMSOUTH SONAT TOWER CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 2053207151 MAIL ADDRESS: STREET 1: 1900 FIFTH AVENUE STREET 2: AMSOUTH SONAT TOWER CITY: BRIMINGHAM STATE: AL ZIP: 35203 FORMER COMPANY: FORMER CONFORMED NAME: ALABAMA BANCORPORATION DATE OF NAME CHANGE: 19810527 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BIRMINGHAM CORP DATE OF NAME CHANGE: 19741107 SC 13G/A 1 0001.txt AMENDMENT #2 TO SCHEDULE 13G Page 1 of 10 pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ALABAMA NATIONAL BANCORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 010317-10-5 ----------- (CUSIP Number) Not Applicable ___________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------------------------------------------------------------- CUSIP NO. 010317-10-5 Page 2 of 10 pages - ------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). AmSouth Bancorporation No. 63-0591257 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 609,838 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 609,838 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 609,838 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.5% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 HC - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ CUSIP No. 010317-10-5 Page 3 of 10 pages - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). AmSouth Bank No. 63-0935103 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Alabama - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 609,838 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 609,838 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 609,838 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.5% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 BK - ------------------------------------------------------------------------------ Page 4 of 10 pages AMENDMENT NO. 2 TO STATEMENT ON SCHEDULE 13G FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON BEHALF OF AMSOUTH BANCORPORATION AND AMSOUTH BANK Report for the Calendar Year Ended December 31, 2000 Item 1(a) Name of Issuer: --------- Alabama National Bancorporation Item 1(b) Address of Issuer's Principal Executive Offices: --------- 1927 First Avenue North Birmingham, Alabama 35203 Item 2(a) Name of Persons Filing: --------- AmSouth Bancorporation AmSouth Bank Item 2(b) Address of Principal Business Office or, if none, Residence: --------- AmSouth Bancorporation AmSouth/Sonat Tower 1900 Fifth Avenue North Birmingham, Alabama 35203 AmSouth Bank AmSouth/Sonat Tower Birmingham, Alabama 35203 Item 2(c) Citizenship: --------- AmSouth Bancorporation is a Delaware corporation. AmSouth Bank is a bank organized under the laws of the State of Alabama. Item 2(d) Title of Class of Securities: ---------- Common stock Item 2(e) CUSIP Number: 010317-10-5 --------- Page 5 of 10 pages Item 3 If this Statement is filed pursuant to Rules 13d-1(b) or 13d- - -------- 2(b) or (c), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o) (b) [X] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c) (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c) (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) (e) [ ] An investment adviser in accordance with (S)240.13d-1(b)(1)(ii)(E) (f) [ ] An employee benefit plan or endowment fund in accordance with (S)240.13d-1(b)(1)(ii)(F) (g) [X] A parent holding company or control person in accordance with (S)240.13d-1(b)(1)(ii)(G) (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) [ ] Group, in accordance with (S)240.13d-1(b)(1)(ii)(J) Item 4 Ownership ------ (a) Amount Beneficially Owned: AmSouth Bancorporation: 609,838 AmSouth Bank: 609,838 (b) Percent of Class: AmSouth Bancorporation: 5.5% AmSouth Bank: 5.5% (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: Page 6 of 10 pages AmSouth Bancorporation: 609,838 AmSouth Bank: 609,838 (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: AmSouth Bancorporation: 609,838 AmSouth Bank: 609,838 Pursuant to Rule 13d-4, it is hereby declared that the filing of this Statement shall not be construed as an admission that AmSouth Bancorporation or AmSouth Bank is, for the purpose of Sections 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of any securities covered by this Statement. Item 5 Ownership of Five Percent or Less of a Class ------ Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person ------ All of the shares covered by this Statement are held by trusts and estates of which AmSouth Bancorporation's subsidiary, AmSouth Bank, is a fiduciary. No single one of these trusts and estates holds as much as five percent of the class. Generally, under the terms of the instrument establishing each such trust or estate, dividends on and proceeds from the sale of securities held by the trust or estate are paid to it, with distribution of any such amounts to beneficiaries thereof being made from the trust or estate pursuant to the terms of the governing instrument. Item 7 Identification and Classification of the Subsidiary Which ------ Acquired the Security Being Reported on by the Parent Holding Company or Control Person See Exhibit 1. Item 8 Identification and Classification of Members of the Group ------ Not applicable. Item 9 Notice of Dissolution of Group ------- Not applicable. Page 7 of 10 pages Item 10 Certification ------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business, and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities, and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signatures: ----------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. February 14, 2001 ----------------- Date AMSOUTH BANCORPORATION By: /s/ Carl L. Gorday ------------------ Signature Carl L. Gorday, Assistant Secretary ----------------------------------- Name/Title Page 8 of 10 pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. February 14, 2001 ----------------- Date AMSOUTH BANK By: /s/ Carl L. Gorday ------------------ Signature Carl L. Gorday, Assistant Secretary ----------------------------------- Name/Title Page 9 of 10 pages EXHIBIT 1 TO AMENDMENT NO. 2 TO STATEMENT ON SCHEDULE 13G FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON BEHALF OF AMSOUTH BANCORPORATION AND AMSOUTH BANK Report for the Calendar Year Ended December 31, 2000 The securities covered by this Statement are held in a fiduciary capacity by the following subsidiary of AmSouth Bancorporation, which is a bank as defined in Section 3(a)(6) of the Securities Exchange Act of 1934, and classified in Item 3(b) of Schedule 13G: AmSouth Bank Page 10 of 10 pages EXHIBIT 2 TO AMENDMENT NO. 2 TO STATEMENT ON SCHEDULE 13G FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON BEHALF OF AMSOUTH BANCORPORATION AND AMSOUTH BANK Report for the Calendar Year Ended December 31, 2000 The undersigned, AmSouth Bancorporation and AmSouth Bank, hereby agree that the foregoing Statement on Schedule 13G is filed on behalf of each of them. AMSOUTH BANCORPORATION By: /s/ Carl L. Gorday ------------------ Carl L. Gorday, Assistant Secretary AMSOUTH BANK By: /s/ Carl L. Gorday ------------------ Carl L. Gorday, Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----